by
In a report titled, "Securities Regulation: Opportunities Exist to Improve SEC's Oversight of the
The
The GAO recommended the
"We anticipate as we conclude our current review of FINRA later in 2012, we will work to implement effectively the remaining three elements of a risk-management framework described in the draft report," said
A full copy of the report is available at: http://www.gao.gov/assets/600/591222.pdf
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Source: | Targeted News Service |
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