|Neha Dimri; Reuters|
Market access rules were put in place in 2010 by the
The rules require brokerages that provide customers with direct access to the market to have reasonable controls in place.
The brokerage said it terminated many of these accounts nearly two years ago.
"To our knowledge, the trading activity at issue did not result in any losses to any other market participants, to
FINRA's allegations are wholly unrelated to the firm's Capital Markets and Private Client groups and have no bearing on client financial safety,
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